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" SIA represents over 500 securities firms headquartered throughout the United States and Canada. Its members include securities organizations of virtually all types — investment banks, brokers, dealers, and mutual fund companies, as well as other firms... "
Polygraph Protection Act of 1985: Hearing Before the Committee on Labor and ... - Page 445
de United States. Congress. Senate. Committee on Labor and Human Resources - 1986 - 524 pages
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Trading in Municipal Securities: Hearings Before the Subcommittee on ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1974 - 440 pages
...Industry Association. The Securities Industry Association is the trade association representing 743 securities firms headquartered throughout the United...organizations of virtually all types — investment bankers, brokers, dealers, bond departments of banks, specialists and other firms functioning on the...
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The Insider Trading Sanctions Act of 1983: Hearing Before the ..., Volume 4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1984 - 168 pages
...before you today on behalf of the Securities Industry Association. The Securities Industry Association is the trade association representing over 500 securities...the United States and Canada. Its members include investment banks, brokers, dealers and mutual fund companies as well as specialists and other firms...
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Tax Reform Proposals: Hearing Before the Committee on Finance, United States ...

United States. Congress. Senate. Committee on Finance - 1985 - 310 pages
...need for tax changes to stimulate capital formation, savings and investment. SIA represents about 520 securities firms headquartered throughout the United...brokers, dealers and mutual fund companies, as well as other firms functioning on the floors of the exchanges. SIA members are active in all exchange markets,...
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Comprehensive Tax Reform: Hearings Before the Committee on Ways and Means ...

United States. Congress. House. Committee on Ways and Means - 1986 - 1062 pages
...need for tax changes to stiaulate capital formation, savings and investment. SIA represents about 520 securities firms headquartered throughout the United...brokers, dealers and mutual fund companies, as well as other firms functioning on the floors of the exchanges. SIA members are active in all exchange markets,...
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Tax Reform Proposals: Hearing Before the Committee on Finance, United States ...

United States. Congress. Senate. Committee on Finance - 1986 - 622 pages
...need for tax changes to stimulate capital formation, savings and investment. SIA represents about 520 securities firms headquartered throughout the United...brokers, dealers and mutual fund companies, as well as other firms functioning on the floors of the exchanges . SIA members are active in all exchange markets,...
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Investment Advisers, Financial Planners, and Customer Protection: Hearing ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance - 1986 - 374 pages
...Industry Association. I appreciate the opportunity to participate in these hearings. SIA represents over 500 securities firms headquartered throughout...banks, brokers, dealers, and mutual fund companies. SIA members collectively provide investors with a full spectrum of investment services and account...
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RICO Reform: Hearings Before the Subcommittee on Criminal Justice ..., Partie 1

United States. Congress. House. Committee on the Judiciary. Subcommittee on Criminal Justice - 1987 - 918 pages
...speak in favor of HR 2943, a bill introduced by Congressman I/ The Securities Industry Association is the trade association representing over 500 securities...brokers, dealers and mutual fund companies, as well as other firms functioning on the floors of the exchanges. SIA members are active in all exchange markets,...
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Reauthorizations for the Securities and Exchange Commission, 1988-90 ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1987 - 160 pages
...ASSOCIATION Mr. O'BRIEN. Thank you. I am Edward I. O'Brien, president of the Securities Industry Association, the trade association representing over 500 securities...headquartered throughout the United States and Canada doing business on both a domestic and an international basis. At the outset, we are pleased to have...
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Current Problem of Money Laundering: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on the Judiciary. Subcommittee on Crime - 1987 - 560 pages
...concerning various money laundering bills under consideration by -he !_/ The Securities Industry Association is the trade association representing over 500 securities firms headquartered throughout the United S.ates and Canada. Its members include securities organizations of virtually all types—investment...
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Revenue Raising Options Required Under the Fiscal Year 1988 Budget ...

United States. Congress. Senate. Committee on Finance - 1988 - 496 pages
...opportunity to participate in the committee's hearings on revenue increase options. SIA represents over 500 securities firms headquartered throughout...States and Canada. Its members include securities organisations of virtually all types — investment banks, brokers, dealers, and mutual fund companies,...
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