Financial Services Industry: Oversight : Hearings Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, First Session, on Problems, Options, and Issues Currently Facing the Financial Services Industry and the Agencies that Regulate and Supervise These Entities, Partie 2U.S. Government Printing Office, 1983 |
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Expressions et termes fréquents
affiliates agencies American Insurance Association areas assets authority bank holding companies bank regulators Bank Supervisors banking industry banking structure Chairman changes chartered commercial banks commercial loans Committee competitive concern Congress consumer corporate credit unions CSBS depository institutions deregulation Douglas Amendment dual banking system economic electronic funds transfer enacted engage entities examination FDIC Federal Reserve Board financial institutions financial resources financial services financial services industry firms Garn Garn-St Germain geographic Glass-Steagall Act Holding Company Act insurance activities insurance business insurance companies insurance industry interstate bank investment issues legislation limited loan associations major marketplace McFadden Act mergers Merrill Lynch money market moratorium mutual funds NAIC National Association national banks NCUA nonbank bank operations percent permit powers problems prohibit proposed protection regulatory require restrictions safety and soundness savings and loan securities Senator HECHT South Dakota state-chartered banks subsidiaries testimony tie-in tion U.S. banks underwriting
Fréquemment cités
Page 745 - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank.
Page 749 - The business of dealing in securities and stock by the association shall be limited to purchasing and selling such securities and stock without recourse, solely upon the order, and for the account of, customers...
Page 418 - Board after due notice and opportunity for hearing has determined (by order or regulation) to be so closely related to banking or managing or controlling banks as to be a proper incident thereto. In determining whether a particular activity is a proper incident to banking or managing or controlling banks the Board shall consider whether its performance by an affiliate of a holding company can reasonably be expected to produce benefits to the public, such as greater convenience, increased competition...
Page 626 - bank' means (A) a banking institution organized under the laws of the United Sates, (B) a member bank of the Federal Reserve System. (C) any other banking institution, whether incorporated or not, doing business under the laws of any State or of the United States, a substantial portion of the business of which consists of receiving deposits or exercising a fiduciary power similar to those permitted to national banks under section 11 (k) of the Federal Reserve Act.
Page 172 - System, a subsidiary thereof, a bank holding company, or a subsidiary of a bank holding company which is a bank other than a bank specified in clause (i) or (iii) of...
Page 155 - From time to time questions have arisen as to whether and under what circumstances a bank holding company engaged in nonbank activities, directly or indirectly through a subsidiary, pursuant to section 4(c)(8) of the Bank Holding Company Act of 1956, as amended (12 USC 1843(c)(3)), may acquire the assets and employees of another company, without first obtaining Board approval pursuant to section 4(c) (8) and the Board's Regulation Y (12 CFR 225.4(b)). (b) In determining whether Board approval is...
Page 187 - Corporation, any bank the deposits of which are insured by the Federal Deposit Insurance Corporation, any member of the Federal Home Loan Bank System, the Federal Deposit Insurance Corporation, the Federal Savings and Loan Insurance Corporation, or the Administrator of the National Credit Union Administration...
Page 628 - ... any common trust fund or similar fund maintained by a bank exclusively for the collective investment and reinvestment of moneys contributed thereto by the bank in its capacity as a trustee, executor, administrator, or guardian...
Page 498 - It is the purpose of this title to provide a basic framework establishing the rights, liabilities, and responsibilities of participants in electronic fund transfer systems. The primary objective of this title, however, is the provision of individual consumer rights.
Page 240 - First, I wish to thank you for giving me this opportunity to appear before this committee to express the views of the Mail Contractors* Association, with respect to enactment of a new law to be known as : The Transportation Act of 1963.